SEC Form 4 · accession 0001135337-17-000006
Guardion Health Sciences, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Vincent J Roth
Officer — General Counsel and Secretary
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2016 | A | 15,000 | $0.00 | A | 265,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock for services vesting 50% on June 30, 2017 and 50% on December 31, 2017.
- F2Previous 250,000 restricted shares held, 100,000 of which were vesting and fully vested on January 1, 2017.