SEC Form 4/A · accession 0001137897-17-000001
Guardion Health Sciences, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vincent J Roth
Officer — General Counsel and Secretary
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2016 | A | 15,000 | $0.00 | A | 265,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Board of Directors removed the vesting requirement such that the shares vest immediately upon issuance.
- F2Previous 250,000 shares held, the remaining 100,000 of which fully vested on January 1, 2017.