SEC Form 4 · accession 0001633978-16-000071
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alan S Lowe
Officer — CEO and President
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 17, 2016 | A | 139,370 | A | — | — | Common Stock | 139,370 | 139,370 | D |
Explanation of responses
- F1Grant awarded August 17, 2016, vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.
- F2Restricted Stock Units have no expiration date.