SEC Form 4/A · accession 0001633978-16-000089
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan S Lowe
Officer — CEO and President
Period of report
Aug 17, 2016
Accepted (ET)
Sep 1, 2016 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2016 | A | 139,370 | $0.00 | A | 140,302 | D | |
| Common Stock | holding | — | — | — | 23,610 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is being filed to reflect that the award granted to the reporting person on August 17, 2016 is a restricted stock award and to report the award in Table I. The original Form 4 reporting the award reflected a grant of restricted stock units and such award was reported in Table II. All other terms of the award are the same.
- F2Grant of restricted common stock awarded August 17, 2016, vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.