SEC Form 4 · accession 0001489550-26-000007
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yuen Wupen
Officer — PRESIDENT, GLOBAL BUS. UNITS
Period of report
Aug 25, 2026
Accepted (ET)
Aug 27, 2026 · 9:57 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 25, 2026 | A | 5,138 | $0.00 | A | 120,627 | D | |
| Common Stock | Aug 27, 2026 | S | 500 | $958.66 | D | 119,127 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
- F2The number of shares reported as beneficially owned following the reported transaction is as of August 25, 2026 and prior to other transactions that occurred August 25, 2026 and August 26, 2026 as reported in a Form 4 filed by the Reporting Person on August 26, 2026.
- F3These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.