SEC Form 4 · accession 0001489550-26-000004
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yuen Wupen
Officer — PRESIDENT, GLOBAL BUS. UNITS
Period of report
Aug 19, 2026
Accepted (ET)
Aug 21, 2026 · 8:43 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2026 | F | 3,860 | $827.60 | D | 101,934 | D | |
| Common Stock | Aug 20, 2026 | S | 1,500 | $827.82 | D | 100,434 | D | |
| Common Stock | Aug 21, 2026 | F | 6,705 | $866.71 | D | 93,729 | D | |
| Common Stock | Aug 21, 2026 | S | 500 | $898.15 | D | 93,229 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
- F2These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.