SEC Form 4 · accession 0001209191-15-034989

Habit Restaurants, Inc. · HABT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Apr 15, 2015

Accepted (ET)

Apr 17, 2015 · 4:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001617977

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Apr 15, 2015	C	255,976	$29.7216	D	0	D
Class B Common Stock	Apr 15, 2015	D	255,976	$0.00	D	720,367	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Membership Interests^F2,F1	—	Apr 15, 2015	C	255,976	D	—	—	Class A Common Stock	255,976	720,367	D

F1Mr. Bendel's shares are held through his family trust, Bendel Family Trust, dated August 27, 2004. Each share of Class A Common Stock was issued upon conversion of one (1) unit of The Habit Restaurants, LLC, and the corresponding cancellation of one (1) share of Class B Common Stock. These shares of Class A common stock were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 15, 2015. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
F2Each common unit of The Habit Restaurants, LLC is convertible, at The Habit Restaurants, Inc.'s election, generally, into cash or one (1) share of Class A Common Stock and has no expiration date. Upon such conversion, one (1) share of Class B common stock is cancelled.