SEC Form 4/A · accession 0001209191-15-040106
Habit Restaurants, Inc. · HABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Russell William Bendel
Officer — Chief Executive Officer · Director
Period of report
Apr 15, 2015
Accepted (ET)
May 7, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 15, 2015 | C | 257,385 | $29.7216 | D | 0 | I | Bendel Family Trust |
| Class B Common Stock | Apr 15, 2015 | D | 257,385 | $0.00 | D | 718,958 | I | Bendel Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Membership InterestsF2,F1 | — | Apr 15, 2015 | C | 257,385 | D | — | — | Class A Common Stock | 257,385 | 718,958 | I |
Explanation of responses
- F1Mr. Bendel's shares are held through his family trust, Bendel Family Trust, dated August 27, 2004. Each share of Class A Common Stock was issued upon conversion of one (1), unit of The Habit Restaurants, LLC, and the corresponding cancellation of one (1) share of Class B Common Stock. These shares of Class A common stock were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 15, 2015. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- F2Each common unit of The Habit Restaurants, LLC is convertible, generally, at The Habit Restaurants, Inc.'s election, into cash or one (1) share of Class A Common Stock and has no expiration date. Upon such conversion, one (1) share of Class B common stock is cancelled.
Remarks
This Form 4/A amends the Form 4 filing made on April 17, 2015. Due to an administrative error, the Form 4, as originally filed, listed an incorrect number of shares and common units disposed of pursuant to the offering of The Habit Restaurants, Inc., which closed on April 15, 2015.