SEC Form 4 · accession 0001140361-17-020883
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher J. Oates
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | May 11, 2017 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Veritone common stock.
- F2The restricted stock units vest upon the earlier of (i) the reporting person's completion of one (1) year of Board service measured from May 11, 2017 (the "Grant Date") or (ii) the day immediately preceding the date of the regular annual stockholders meeting next following the Grant Date.