SEC Form 4 · accession 0001606909-18-000021
Pangaea Logistics Solutions Ltd. · PANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric Rosenfeld
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Share $0.0001 Par Value | Feb 16, 2018 | A | 29,617 | $2.87 | A | 385,173 | I | by Crescendo Partners III, L.P. |
| Common Share $0.0001 Par Value | holding | — | — | — | 431,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).