SEC Form 4/A · accession 0001606909-18-000023
Pangaea Logistics Solutions Ltd. · PANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric Rosenfeld
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 22, 2018 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Share $0.0001 Par ValueF1 | Feb 16, 2018 | A | 29,617 | $2.87 | A | 461,149 | D | |
| Common Share $0.0001 Par Value | holding | — | — | — | 355,556 | I | by Crescendo Partners III, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).