SEC Form 4 · accession 0001144204-18-003693
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric Baum
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | S | 105,000 | $6.48 | D | 11,459,514 | D | |
| Common StockF2 | Jan 24, 2018 | S | 332,913 | $6.64 | D | 11,126,601 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4467 to $6.65, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4631 to $7.256, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.