SEC Form 4/A · accession 0001144204-18-003750
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric Baum
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2018 | S | 45,000 | $6.48 | D | 655,612 | D | |
| Common StockF1,F3 | Jan 24, 2018 | S | 30,000 | $6.79 | D | 615,612 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 previously filed on January 25, 2018 contained typographical errors that inadvertently misstated (i) the number of shares sold by the reporting person, (ii) the price at which such shares were sold (including the price range indicated in the footnotes), and (iii) the number of shares owned by the reporting person following the reported sales. This amendment corrects those typographical errors to reflect the correct number of shares sold, the correct prices at which they were sold and the correct number of shares owned by the reporting person after the reported transactions.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.65, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $7.3038, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.