SEC Form 4 · accession 0001596783-16-000137
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Downie
Officer — See Remarks
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $10.71 | Sep 9, 2016 | A | 35,000 | A | Sep 9, 2016 | Oct 23, 2019 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 35,000 vested and exercisable options to purchase shares of common stock of the Issuer.
Remarks
Senior Vice President, Global Sales & Marketing