SEC Form 4/A · accession 0001596783-16-000146
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William Downie
Officer — See Remarks
Period of report
Sep 9, 2016
Accepted (ET)
Sep 16, 2016 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $10.71 | Sep 9, 2016 | A | 40,748 | A | Sep 9, 2016 | Oct 23, 2019 | Common Stock | 40,748 | 40,748 | D |
Explanation of responses
- F1Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 40,748 vested and exercisable options to purchase shares of common stock of the Issuer.
- F2This amendment to the Statement of Changes in Beneficial Ownership on Form 4, filed with the Securities and Exchange Commission on September 13, 2016, is being filed to amend the filing to correct an administrative error in connection with reporting the number of derivative securities acquired by the reporting person on September 9, 2016. The correct number of derivative securities acquired pursuant to that transactions is 40,748.
Remarks
Senior Vice President, Global Sales & Marketing