SEC Form 4 · accession 0001104659-15-016829

Sizmek Inc. · SZMK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President & CEO · Director

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 9:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001591877

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Mar 2, 2015	A	54,017	A	—	—	Common Stock	54,017	116,092	D
Restricted Stock Units^F1,F3	—	Mar 2, 2015	A	81,025	A	—	—	Common Stock	81,025	197,117	D
Employee Stock Option (right to buy)^F4	$8.06	Mar 2, 2015	A	79,853	A	—	Mar 1, 2015	Common Stock	79,853	79,853	D

F1Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.
F2The RSUs vest in three equal annual installments beginning March 2, 2016, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances.
F3The RSUs vest in three equal annual installments beginning March 2, 2016, based on the achievement of certain corporate performance objectives during the two year period ending December 31, 2016, subject to the Reporting Person's continued service through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances.
F4The option vests in three equal annual installments beginning March 2, 2016, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the option is subject to accelerated vesting under certain circumstances.