SEC Form 4/A · accession 0001104659-15-017862
Sizmek Inc. · SZMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neil Nguyen
Officer — President & CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 6, 2015 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591877
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $8.06 | Mar 2, 2015 | A | 79,853 | A | — | Mar 1, 2025 | Common Stock | 79,853 | 79,853 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning March 2, 2016, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the option is subject to accelerated vesting under certain circumstances.
- F2This amendment is being filed to correct the expiration date of the option, which was originally reported as March 1, 2015 rather than the correct date of March 1, 2025.