SEC Form 5 · accession 0001104659-15-010443
RSP Permian, Inc. · RSPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Tamara D. Pollard
Officer — EVP of Planning and Reserves
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 8, 2014 | J | 226,218 | — | A | 226,218 | I | See footnote |
| Common StockF3,F2 | Dec 11, 2014 | J | 281,956 | — | A | 508,174 | I | See footnote |
| Common Stock | holding | — | — | — | 29,261 | D | ||
| Common StockF4 | holding | — | — | — | 3,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with an underwritten public offering (the "offering") of RSP Permian, Inc.'s ("RSP") common stock, par value $0.01 per share ("common stock"), by RSP and certain selling stockholders of RSP named in the registration statement on Form S-1 initially filed with the Securities and Exchange Commission on May 30, 2014, as subsequently amended, RSP Permian Holdco, L.L.C. ("Holdco") made a pro rata distribution of common stock to its members. Pollard Resource Holdings, LP received 226,218 shares of common stock pursuant to this distribution from Holdco.
- F2Ms. Pollard is a manager of the general partner of Pollard Resource Holdings, LP and therefore may be deemed to indirectly beneficially own these securities. Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F3In connection with its impending dissolution, Holdco made a pro rata distribution of all of the shares of common stock that it held to its members. Pollard Resource Holdings, LP received 281,956 shares of common stock pursuant to this distribution from Holdco.
- F4Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney