SEC Form 5/A · accession 0001179110-15-009738
RSP Permian, Inc. · RSPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Tamara D. Pollard
Officer — EVP of Planning and Reserves
Period of report
Dec 31, 2014
Accepted (ET)
Jun 12, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Aug 8, 2014 | J | 219,229 | — | A | 492,114 | I | See Footnote |
| Common StockF1,F5 | Aug 8, 2014 | J | 6,989 | — | A | 19,060 | I | By spouse |
| Common StockF6,F3 | Dec 11, 2014 | J | 272,885 | — | A | 492,114 | I | See Footnote |
| Common StockF6,F5 | Dec 11, 2014 | J | 9,071 | — | A | 19,060 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with an underwritten public offering (the "offering") of RSP Permian, Inc.'s ("RSP") common stock, par value $0.01 per share ("common stock"), by RSP and certain selling stockholders of RSP named in the registration statement on Form S-1 initially filed with the Securities and Exchange Commission on May 30, 2014, as subsequently amended, RSP Permian Holdco, L.L.C. ("Holdco") made a pro rata distribution (the "Offering Distribution") of common stock to its members.
- F2Pollard Resource Holdings, LP received 219,229 shares of common stock pursuant to the Offering Distribution.
- F3Ms. Pollard is a manager of the general partner of Pollard Resource Holdings, LP and therefore may be deemed to indirectly beneficially own these securities. Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F4Ms. Pollard's spouse received 6,989 shares of common stock from Holdco pursuant to the Offering Distribution.
- F5Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F6In connection with its impending dissolution, Holdco made a pro rata distribution (the "Dissolution Distribution") of all of the shares of common stock that it held to its members.
- F7Pollard Resource Holdings, LP received 272,885 shares of common stock pursuant to the Dissolution Distribution.
- F8Ms. Pollard's spouse received 9,071 shares from Holdco pursuant to the Dissolution Distribution.
Remarks
The Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 13, 2015, inadvertently attributed to Pollard Resource Holdings, LP the shares that were distributed to her spouse.