SEC Form 4 · accession 0000899243-15-007508
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Patrick Walsh
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 2, 2015 | A | 5,000 | $11.31 | A | 5,000 | I | See footnote |
| COMMON STOCKF2 | Nov 2, 2015 | A | 55,000 | $11.31 | A | 55,000 | I | See footnote |
| COMMON STOCKF3 | holding | — | — | — | 3,343,125 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held directly by PW Master Fund (QP), LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Master Fund (QP), LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F2The securities are held directly by Separately Managed Account. The reporting person is the portfolio manager of Separately Managed Account and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.