SEC Form 4/A · accession 0001209191-15-082545
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick Walsh
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 30, 2015 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 2, 2015 | P | 5,000 | $11.31 | A | 5,000 | I | See footnote |
| COMMON STOCKF2 | Nov 2, 2015 | P | 55,000 | $11.31 | A | 55,000 | I | See footnote |
| COMMON STOCKF3 | holding | — | — | — | 3,343,125 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held directly by PW Partners Master Fund (QP), LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Partners Master Fund (QP), LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F2The securities are held directly by Separately Managed Account, which is separately managed by PW Partners Capital Management LLC. The Reporting Person is the managing member of PW Partners Capital Management LLC and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
Remarks
This Form 4/A is being filed to correct the transaction code for the transaction reported herein. The shares were acquired in an open market purchase.