SEC Form 4 · accession 0001615774-17-005472
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey Shealy
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | A | 30,000 | $0.00 | A | 3,330,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.12 | Sep 27, 2017 | A | 60,000 | A | — | Sep 26, 2024 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning on September 27, 2018.