Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-009614

Pulmatrix, Inc. · PULM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574235

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Apr 3, 2018P$01,150,000—A3,436,456ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Warrant (right to buy)F1,F2,F3$0.65Apr 3, 2018P1,150,000AApr 3, 2018Oct 3, 2018Common Stock1,150,0001,150,000I
Series B Warrant (right to buy)F1,F2,F3$0.75Apr 3, 2018P1,150,000AApr 3, 2018Apr 3, 2023Common Stock1,150,0001,150,000I

Explanation of responses