SEC Form 4 · accession 0001570585-16-000836

Liberty Global Ltd. · LBTYA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Balan Nair

Officer — EVP & CTO

Period of report

Oct 1, 2016

Accepted (ET)

Oct 4, 2016 · 5:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001570585

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Liberty Global Class A^F1	Oct 1, 2016	M	13,046	—	A	91,559	D
Liberty Global Class A	Oct 1, 2016	F	6,296	$34.18	D	85,263	D
Liberty Global Class C^F1	Oct 1, 2016	M	27,031	—	A	326,063	D
Liberty Global Class C	Oct 1, 2016	F	12,592	$33.04	D	313,471	D
LiLAC Class A^F1,F2	Oct 1, 2016	M	2,362	—	A	16,275	D
LiLAC Class A	Oct 1, 2016	F	1,102	$27.59	D	15,173	D
LiLAC Class C^F1,F2	Oct 1, 2016	M	4,724	—	A	57,095	D
LiLAC Class C	Oct 1, 2016	F	2,202	$28.05	D	54,893	D
Liberty Global Class C^F3	holding	—	—		—	6,755	I	By 401(k) Plan
LiLAC Class C^F3	holding	—	—		—	1,139	I	By 401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Liberty Global Restricted Share Units A^F1,F4	—	Oct 1, 2016	M	13,046	D	—	—	Liberty Global Class A	13,046	0	D
Liberty Global Restricted Share Units C^F1,F4	—	Oct 1, 2016	M	26,092	D	—	—	Liberty Global Class C	26,092	0	D
LiLAC Restricted Share Units A^F1,F4	—	Oct 1, 2016	M	676	D	—	—	LiLAC Class A	676	0	D
LiLAC Restricted Share Units C^F1,F4	—	Oct 1, 2016	M	1,352	D	—	—	LiLAC Class C	1,352	0	D
LiLAC Restricted Share Units A^F5,F1,F4	—	Jul 1, 2016	A	1,686	A	—	—	LiLAC Class A	1,686	1,686	D
LiLAC Restricted Share Units A^F1,F4	—	Oct 1, 2016	M	1,686	D	—	—	LiLAC Class A	1,686	0	D
LiLAC Restricted Share Units C^F5,F1,F4	—	Jul 1, 2016	A	3,372	A	—	—	LiLAC Class C	3,372	3,372	D
LiLAC Restricted Share Units C^F1,F4	—	Oct 1, 2016	M	3,372	D	—	—	LiLAC Class C	3,372	0	D

Explanation of responses

F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
F2On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
F3The Reporting Person received 247 shares of Issuer's Liberty Global Class C ordinary shares as of June 30, 2016, and pursuant to the LiLAC Distribution, he received 825 shares of Issuer's LiLAC Group Class C ordinary shares, each contributed by Issuer under its 401(k) Plan.
F4The Restricted Share Units vest on October 1, 2016.
F5As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award.

Remarks

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.