SEC Form 4/A · accession 0001570585-16-000839
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Balan Nair
Officer — EVP & CTO
Period of report
Oct 1, 2016
Accepted (ET)
Oct 5, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1,F2 | Oct 1, 2016 | M | 13,516 | — | A | 92,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2,F3 | — | Oct 1, 2016 | M | 13,516 | D | — | — | Liberty Global Class A | 13,516 | 0 | D |
Explanation of responses
- F1The Reporting Person is amending the Form 4 originally filed to report a correction in the number of Restricted Share Units that vested.
- F2Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F3The Restricted Share Units vest on October 1, 2016.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.