SEC Form 4 · accession 0000899243-18-011410
NantHealth, Inc. · NH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Holt
Officer — Chief Financial Officer
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 3,974 | $0.00 | A | 56,822 | D | |
| Common Stock | May 1, 2018 | F | 1,374 | $3.39 | D | 55,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | May 1, 2018 | M | 3,974 | D | — | — | Common Stock | 3,974 | 7,950 | D |
Explanation of responses
- F1Each share of phantom unit is the economic equivalent of one share of NantHealth, Inc. common stock.
- F2Subject to the reporting person's continuing service, one-half (1/2) of the phantom units held by the reporting person vested on the June 7, 2016, and the remaining phantom units held by the reporting person shall vest in equal amounts each year beginning on May 1, 2017, such that the phantom units shall fully vest into shares of common stock on May 1, 2020.
Remarks
Exhibit 24 - Power of Attorney