SEC Form 4 · accession 0000899243-16-022252
NantHealth, Inc. · NH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul Holt
Officer — Chief Financial Officer
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 72,727 | $0.00 | A | 72,727 | D | |
| Common Stock | Jun 7, 2016 | F | 28,831 | $14.00 | D | 43,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Jun 7, 2016 | M | 72,727 | D | — | — | Common Stock | 72,727 | 72,727 | D |
Explanation of responses
- F1Each phantom unit is the economic equivalent of one share of NantHealth, Inc. common stock.
- F2One-half (1/2) of the phantom units held by the reporting person vested on June 7, 2016, the date of the initial public offering (the "IPO"). Subject to the reporting person's continuing service, the remaining phantom units held by the reporting person shall vest in equal amounts each year on the anniversary date of the IPO over a four year period, such that the phantom units shall fully vest into shares of common stock on the fourth (4th) anniversary of the IPO date.