SEC Form 4 · accession 0000898382-15-000044
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Oct 12, 2015
Accepted (ET)
Oct 14, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2015 | J | 155,590 | $0.00 | D | 6,174,270 | I | Managed Accounts |
| Common StockF1,F3 | May 1, 2015 | J | 155,590 | $0.00 | A | 5,290,261 | I | Omega Overseas Partners |
| Common StockF2 | Oct 12, 2015 | S | 1,471,298 | $0.30 | D | 4,702,972 | I | Managed Accounts |
| Common StockF3 | Oct 12, 2015 | S | 544,000 | $0.30 | D | 4,746,261 | I | Omega Overseas Partners |
| Common StockF4 | Oct 12, 2015 | S | 1,000 | $0.30 | D | 3,664,207 | I | Omega Capital Partners |
| Common StockF5 | Oct 12, 2015 | S | 116,000 | $0.30 | D | 1,678,481 | I | Omega Capital Investora |
| Common StockF6 | holding | — | — | — | 1,859,774 | I | Omega Equity Investors | |
| Common StockF7 | holding | — | — | — | 5,000,000 | I | Omega Charitable Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares in one of the Managed Accounts were transferred to and merged into the account of Omega Overseas Partners Ltd and the addition to that account is reported herein.
- F2The securities are held in Managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F5The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F6The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F7The securities are held in the account of Omega Charitable Partnership L.P, an exempted limited partnership registered in the Cayman Islands over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.