SEC Form 4/A · accession 0000898382-15-000046
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Oct 12, 2015
Accepted (ET)
Dec 4, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7,F1 | holding | — | — | — | 4,702,972 | I | Managed Accounts | |
| Common StockF7,F2 | holding | — | — | — | 4,746,261 | I | Omega Overseas Partners | |
| Common StockF7,F3 | holding | — | — | — | 3,664,207 | I | Omega Capital Partners | |
| Common StockF7,F4 | holding | — | — | — | 1,678,481 | I | Omega Capital Investora | |
| Common StockF7,F5 | holding | — | — | — | 1,859,774 | I | Omega Equity Investors | |
| Common StockF7,F6 | holding | — | — | — | 5,000,000 | I | Omega Charitable Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held in Managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F5The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F6The securities are held in the account of Omega Charitable Partnership L.P, an exempted limited partnership registered in the Cayman Islands over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F7On December 3, 2015, the reporting person mistakenly filed a Form 4 for the Issuer. The Form should not have been filed, and its contents are wrong and should be ignored. The previous Form 4 filed for the Issuer on October 14, 2015 was correct, and the holdings reported on that Form 4 are repeated here for clarification.