SEC Form 4 · accession 0001562401-17-000047
American Homes 4 Rent · AMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara Hughes Gustavson
Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Participating Preferred SharesF1 | Oct 3, 2017 | D | 28,196 | $0.00 | D | 0 | D | |
| Class A Common SharesF1 | Oct 3, 2017 | A | 36,953 | $0.00 | A | 13,637,618 | D | |
| Series A Participating Preferred SharesF2,F3 | Oct 3, 2017 | D | 6,000 | $0.00 | D | 0 | I | By IRA |
| Class A Common SharesF2,F3 | Oct 3, 2017 | A | 7,863 | $0.00 | A | 7,863 | I | IRA |
| Series A Participating Preferred SharesF4,F5 | Oct 3, 2017 | D | 192,836 | $0.00 | D | 0 | I | By LLC |
| Class A Common SharesF4,F5 | Oct 3, 2017 | A | 252,730 | $0.00 | A | 252,730 | I | By LLC |
| Series B Participating Preferred SharesF6 | Oct 3, 2017 | D | 4,981 | $0.00 | D | 0 | D | |
| Class A Common SharesF6 | Oct 3, 2017 | A | 6,528 | $0.00 | A | 13,644,146 | D | |
| Series B Participating Preferred SharesF7,F3 | Oct 3, 2017 | D | 19,000 | $0.00 | D | 0 | I | By IRA |
| Class A Common SharesF7 | Oct 3, 2017 | A | 24,901 | $0.00 | A | 32,764 | I | IRA |
| Series B Participating Preferred SharesF8,F5 | Oct 3, 2017 | D | 247,300 | $0.00 | D | 0 | I | By LLC |
| Class A Common SharesF8,F5 | Oct 3, 2017 | A | 324,111 | $0.00 | A | 576,841 | I | By LLC |
| Class A Common Shares | holding | — | — | — | 100 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 3, 2017, the issuer converted each outstanding share of Series A Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 36,953 Class A Common Shares.
- F2On October 3, 2017, the issuer converted each outstanding share of Series A Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 7,863 Class A Common Shares.
- F3By IRA for benefit of reporting person
- F4On October 3, 2017, the issuer converted each outstanding share of Series A Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 252,730 Class A Common Shares.
- F5By limited liability company which is owned 99% by reporting person as trustee and 1% by Mr. Hughes. Reporting person and David Singelyn, Chief Executive Officer of the Company are the managers of the limited liability company. Decisions regarding the disposition and voting of shares held by the limited liability company are made by the reporting person.
- F6On October 3, 2017, the issuer converted each outstanding share of Series B Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 6,528 Class A Common Shares.
- F7On October 3, 2017, the issuer converted each outstanding share of Series B Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 24,901 Class A Common Shares.
- F8On October 3, 2017, the issuer converted each outstanding share of Series B Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 324,111 Class A Common Shares.