SEC Form 4 · accession 0001551182-19-000094
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joao V Faria
Officer — See Remarks below.
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 1:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 27, 2019 | M | 844 | $0.00 | A | 50,756 | D | |
| Ordinary Shares | Feb 27, 2019 | F | 287 | $80.19 | D | 50,469 | D | |
| Ordinary SharesF1 | Feb 27, 2019 | A | 3,585 | $0.00 | A | 54,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 27, 2019 | M | 844 | D | — | — | Ordinary Shares | 844 | 1,716 | D |
Explanation of responses
- F1These shares were acquired upon the vesting of certain performance share awards.
- F2These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F3This field is not applicable.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.