SEC Form 4/A · accession 0001551182-19-000101
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joao V Faria
Officer — See Remarks below.
Period of report
Feb 27, 2019
Accepted (ET)
Mar 5, 2019 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 27, 2019 | M | 844 | $0.00 | A | 50,756 | D | |
| Ordinary SharesF1 | Feb 27, 2019 | F | 242 | $80.19 | D | 50,514 | D | |
| Ordinary SharesF2 | Feb 27, 2019 | A | 3,873 | $0.00 | A | 54,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 27, 2019 | M | 844 | D | — | — | Ordinary Shares | 844 | 1,716 | D |
Explanation of responses
- F1The number of shares delivered to the issuer to pay for the applicable withholding tax due upon the vesting has been updated.
- F2These shares were acquired upon the vesting of certain performance share awards. The amount has been revised to show the proper amount awarded.
- F3These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F4This field is not applicable.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.