SEC Form 4/A · accession 0001689477-16-000018
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2015
Accepted (ET)
Nov 25, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GLC | Jul 18, 2016 | P | 4,130,206 | $420.97 | A | 1,030,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 7,000,000 | $707.95 | A | 1,037,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,000,000 | $907.95 | A | 1,046,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,000,000 | $907.95 | A | 1,055,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,000,000 | $907.95 | A | 1,064,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,000,000 | $907.95 | A | 1,073,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,000,000 | $907.95 | A | 1,082,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 9,737,291 | $961.68 | A | 1,092,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 6,000,000 | $607.95 | A | 1,098,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 7,000,000 | $707.95 | A | 1,105,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,114,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,123,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,132,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,141,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,159,000,000 | D | |
| Notis GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 1,168,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 5,000,000 | $507.95 | A | 1,173,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 5,000,000 | $507.95 | A | 1,178,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 6,000,000 | $607.95 | A | 1,184,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 1,193,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 1,202,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 1,211,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 1,220,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 1,229,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,500,000 | $907.95 | A | 1,238,500,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 9,500,000 | $957.95 | A | 1,248,000,000 | D | |
| Notis GLC | Jul 21, 2016 | P | 2,000,000 | $207.95 | A | 1,250,000,000 | D | |
| Notis GLC | Jul 29, 2016 | P | 9,000,000 | $907.95 | A | 1,259,000,000 | D | |
| Notis GLC | Jul 29, 2016 | P | 9,000,000 | $907.95 | A | 1,268,000,000 | D | |
| Notis GLC | Aug 1, 2016 | P | 7,000,000 | $707.95 | A | 1,275,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.