SEC Form 4 · accession 0001689477-16-000012
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 18, 2016 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,573,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,574,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,575,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,576,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,577,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,207.95 | A | 1,578,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,207.95 | A | 1,579,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 2,000,000 | $2,807.94 | A | 1,581,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 2,000,000 | $2,807.94 | A | 1,583,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 3,000,000 | $4,207.95 | A | 1,586,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 3,585,580 | $4,669.21 | A | 1,589,741,560 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 8,000,000 | $10,407.95 | A | 1,597,741,560 | D | |
| NOTIS GLC | Sep 30, 2016 | P | 1,000,000 | $1,907.95 | A | 1,598,741,560 | D | |
| NOTIS GLC | Oct 5, 2016 | P | 1,500,000 | $1,507.95 | A | 1,600,241,560 | D | |
| NOTIS GLC | Oct 5, 2016 | P | 3,500,000 | $3,857.95 | A | 1,603,741,560 | D | |
| NOTIS GLC | Oct 5, 2016 | P | 5,000,000 | $5,507.95 | A | 1,608,741,560 | D | |
| NOTIS GLC | Oct 6, 2016 | P | 1,669,771 | $1,343.77 | A | 1,610,411,331 | D | |
| NOTIS GLC | Oct 6, 2016 | P | 3,330,229 | $2,339.11 | A | 1,613,741,560 | D | |
| NOTIS GLC | Oct 7, 2016 | P | 2,000,000 | $1,407.95 | A | 1,615,741,560 | D | |
| NOTIS GLC | Oct 7, 2016 | P | 3,000,000 | $2,107.95 | A | 1,618,741,560 | D | |
| NOTIS GLC | Oct 7, 2016 | P | 5,000,000 | $3,507.95 | A | 1,623,741,560 | D | |
| NOTIS GLC | Oct 7, 2016 | P | 5,000,000 | $3,507.95 | A | 1,628,741,560 | D | |
| NOTIS GLC | Oct 12, 2016 | P | 1,000,000 | $1,307.95 | A | 1,629,741,560 | D | |
| NOTIS GLC | Oct 12, 2016 | P | 5,000,000 | $6,007.95 | A | 1,634,741,560 | D | |
| NOTIS GLC | Oct 13, 2016 | P | 500,000 | $607.95 | A | 1,635,241,560 | D | |
| NOTIS GLC | Oct 13, 2016 | P | 500,000 | $557.95 | A | 1,635,741,560 | D | |
| NOTIS GLC | Oct 13, 2016 | P | 1,000,000 | $1,307.95 | A | 1,635,741,560 | D | |
| NOTIS GLC | Oct 13, 2016 | P | 1,000,000 | $1,207.95 | A | 1,637,741,560 | D | |
| NOTIS GLC | Oct 13, 2016 | P | 1,000,000 | $1,207.95 | A | 1,638,741,560 | D |
Table II — derivative securities
No Table II lines on this filing.