SEC Form 4 · accession 0001689477-16-000005
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 10, 2016 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Jul 12, 2016 | P | 5,000,000 | $507.95 | A | 606,319,000 | D | |
| NOTIS GLC | Jul 12, 2016 | P | 6,000,000 | $607.95 | A | 612,319,000 | D | |
| NOTIS GLC | Jul 12, 2016 | P | 9,000,000 | $907.95 | A | 621,319,000 | D | |
| NOTIS GLC | Jul 13, 2016 | P | 2,000,000 | $207.95 | A | 623,319,000 | D | |
| NOTIS GLC | Jul 13, 2016 | P | 9,000,000 | $907.95 | A | 632,319,000 | D | |
| NOTIS GLC | Jul 13, 2015 | P | 9,000,000 | $907.95 | A | 641,319,000 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 1,000,000 | $907.95 | A | 642,319,000 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 1,000,000 | $207.95 | A | 643,319,000 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 5,000,000 | $507.95 | A | 648,319,000 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 5,000,000 | $507.95 | A | 653,319,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 5,262,709 | $534.22 | A | 658,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 6,000,000 | $607.95 | A | 664,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 7,000,000 | $707.95 | A | 671,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 680,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 689,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 698,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 716,581,709 | D | |
| NOTIS GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 725,581,709 | D | |
| NOTIC GLC | Jul 18, 2016 | P | 9,737,291 | $981.68 | A | 735,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 6,000,000 | $607.95 | A | 741,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 7,000,000 | $707.95 | A | 748,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 757,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 766,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 775,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.36 | A | 784,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 793,309,000 | D | |
| NOTIS GLC | Jul 19, 2016 | P | 9,000,000 | $907.95 | A | 802,309,000 | D | |
| NOTIS GLC | Jul 21, 2016 | P | 5,000,000 | $507.95 | A | 807,309,000 | D |
Table II — derivative securities
No Table II lines on this filing.