SEC Form 4 · accession 0001689477-16-000004
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 9, 2016 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 519,319,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 900,000 | $907.95 | A | 528,319,000 | D | |
| NOTIS GLC | Jul 8, 2016 | P | 9,500,000 | $957.95 | A | 537,819,000 | D | |
| NOTIS GLC | Jul 8, 2016 | P | 9,500,000 | $957.95 | A | 547,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 2,000,000 | $207.95 | A | 549,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 5,000,000 | $507.95 | A | 554,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 5,000,000 | $507.95 | A | 559,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 6,000,000 | $607.95 | A | 565,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 574,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 583,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 592,319,000 | D | |
| NOTIS GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 601,319,000 | D |
Table II — derivative securities
No Table II lines on this filing.