SEC Form 4 · accession 0001689477-16-000003
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 9, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS Global, Inc. | Jun 28, 2016 | P | 9,000,000 | $1,807.95 | A | 304,319,000 | D | |
| Notis Global, Inc. | Jun 28, 2016 | P | 9,000,000 | $1,807.95 | A | 313,319,000 | D | |
| NOTIS Global, Inc. | Jun 28, 2016 | P | 9,000,000 | $1,807.95 | A | 322,319,000 | D | |
| NOTIS Global, Inc. | Jun 28, 2016 | P | 9,000,000 | $1,807.95 | A | 331,319,000 | D | |
| NOTIS Global, Inc. | Jun 29, 2016 | P | 729,845 | $80.93 | A | 332,048,845 | D | |
| NOTIS GLobal, Inc. | Jun 29, 2016 | P | 3,270,155 | $661.98 | A | 335,319,000 | D | |
| NOTIS Global, Inc. | Jun 29, 2016 | P | 9,000,000 | $907.95 | A | 344,319,000 | D | |
| NOTIS Global, inc. | Jun 29, 2016 | P | 600,000 | $127.95 | A | 344,919,000 | D | |
| NOTIS Global, Inc. | Jul 5, 2016 | P | 1,500,000 | $157.95 | A | 346,419,000 | D | |
| NOTIS Global, Inc. | Jul 5, 2016 | P | 1,900,000 | $197.95 | A | 348,319,000 | D | |
| NOTIS Global, Inc. | Jul 5, 2016 | P | 5,500,000 | $557.95 | A | 353,819,000 | D | |
| NOTIS Global, Inc. | Jul 5, 2016 | P | 6,000,000 | $607.95 | A | 359,819,000 | D | |
| NOTIS Global, Inc. | Jul 5, 2016 | P | 6,000,000 | $607.95 | A | 365,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 374,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 383,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 392,819,000 | D | |
| NOTIS Global | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 401,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 410,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 419,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 428,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 437,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 446,819,000 | D | |
| NOTIS GLC | Jul 5, 2016 | P | 9,500,000 | $957.95 | A | 455,819,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 1,000,000 | $107.95 | A | 456,819,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 6,500,000 | $657.95 | A | 463,319,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 472,819,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 482,319,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 491,319,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 500,819,000 | D | |
| NOTIS GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 510,319,000 | D |
Table II — derivative securities
No Table II lines on this filing.