SEC Form 4 · accession 0001689477-16-000002
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 8, 2016 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Jun 21, 2016 | P | 5,000,000 | $1,807.95 | A | 77,319,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 5,000,000 | $1,507.95 | A | 82,319,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 6,000,000 | $1,807.95 | A | 88,319,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 9,000,000 | $2,707.95 | A | 97,319,000 | D | |
| NOTIS GLC | Jun 22, 2016 | P | 1,000,000 | $307.95 | A | 98,319,000 | D | |
| NOTIS GLC | Jun 22, 2016 | P | 5,000,000 | $1,507.95 | A | 103,319,000 | D | |
| NOTIS GLC | Jun 22, 2014 | P | 9,000,000 | $2,707.95 | A | 112,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 7,000,000 | $1,407.95 | A | 119,319,000 | D | |
| NOTIS GLC | Jun 22, 2016 | P | 9,000,000 | $2,707.95 | A | 128,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 7,000,000 | $1,407.95 | A | 135,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 7,000,000 | $1,407.95 | A | 142,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 7,000,000 | $1,407.95 | A | 149,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 158,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 167,318,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 176,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 185,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 194,319,000 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 203,319,000 | D | |
| NOTIS GLC | Jun 24, 2016 | P | 6,321,646 | $1,272.28 | A | 209,640,646 | D | |
| NOTIS GLC | Jun 24, 2016 | P | 7,000,000 | $1,407.95 | A | 216,640,646 | D | |
| NOTIS GLC | Jun 24, 2016 | P | 9,000,000 | $1,807.95 | A | 225,640,646 | D | |
| NOTIS GLC | Jun 24, 2016 | P | 9,000,000 | $1,807.95 | A | 234,640,646 | D | |
| NOTIS GLC | Jun 24, 2016 | P | 9,000,000 | $1,807.95 | A | 243,640,646 | D | |
| NOTIS GLC | Jun 23, 2016 | P | 9,000,000 | $1,807.95 | A | 252,640,646 | D | |
| NOTIS GLC | Jun 27, 2016 | P | 6,000,000 | $1,807.95 | A | 258,640,646 | D | |
| NOTIS GLC | Jun 27, 2016 | P | 9,500,000 | $1,807.95 | A | 268,640,646 | D | |
| NOTIS GLC | Jun 27, 2016 | P | 9,500,000 | $1,907.95 | A | 277,640,646 | D | |
| NOTIS GLC | Jun 27, 2016 | P | 9,678,354 | $1,943.63 | A | 287,319,000 | D | |
| NOTIS GLC | Jun 28, 2016 | P | 1,000,000 | $207.95 | A | 288,319,000 | D | |
| NOTIS GLC | Jun 28, 2016 | P | 7,000,000 | $1,407.95 | A | 295,319,000 | D |
Table II — derivative securities
No Table II lines on this filing.