SEC Form 4 · accession 0001545391-17-000001
TCP International Holdings Ltd. · TCPIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian Catlett
Officer — Chief Executive Officer
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 30, 2016 | F | 22,203 | $1.04 | D | 347,462 | D |
Table II — derivative securities
No Table II lines on this filing.