SEC Form 4/A · accession 0001545391-17-000018
TCP International Holdings Ltd. · TCPIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Catlett
Officer — Chief Executive Officer
Period of report
Dec 30, 2016
Accepted (ET)
Apr 13, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 30, 2016 | F | 24,588 | $1.04 | D | 345,077 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment corrects the number of shares reported as withheld upon the vesting of restricted stock units in the reporting person's original Form 4.