SEC Form 4/A · accession 0001209191-16-142405
CU Bancorp · CUNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric S Kentor
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 22, 2016 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,700 | D | ||
| Common StockF2 | holding | — | — | — | 8,170 | I | Trustee of the Kentor Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
- F2The Reporting Person is filing this Amended Form 4 to correct the distribution of shares between his direct and indirect ownership accounts, which had been incorrectly reported due to administrative error. The total number of shares which the Reporting Person owns or controls remains the same.