SEC Form 4 · accession 0001140361-15-025133

Trilogy Metals Inc. · TMQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Jun 19, 2015

Accepted (ET)

Jun 23, 2015 · 2:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001543418

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Jun 19, 2015	A	73,315	—	A	73,481	D
Common Shares^F2	Jun 19, 2015	A	15,000	—	A	88,481	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Arrangement Options^F4,F3	$0.87	Jun 19, 2015	A	90,000	A	Jun 19, 2015	Sep 17, 2015	Common Shares	90,000	90,000	D
Arrangement Options^F4,F3	$0.54	Jun 19, 2015	A	135,000	A	Jun 19, 2015	Sep 17, 2015	Common Shares	135,000	135,000	D

F1In connection with an arrangement agreement between NovaCopper Inc. (the "Issuer") and Sunward Resources Ltd. ("Sunward"), announced on April 23, 2015, pursuant to which the Issuer acquired Sunward (the "Arrangement") on June 19, 2015 , the Reporting Person received 0.3 shares of the Issuer in exchange for each deferred share unit of Sunward held immediately prior to the effective time of the Arrangement.
F2In connection with the Arrangement, the Reporting Person received shares of the Issuer as a result of a distribution by an entity over which the Reporting Person did not have voting or dispositive power.
F3Reflected in Canadian dollars.
F4In connection with the Arrangement, the Reporting Person received options of the Issuer in exchange for outstanding options of Sunward held prior to the Arrangement entitling the Reporting Person to 0.3 shares of the Issuer for each option of Sunward held immediately prior to the effective time of the Arrangement.