SEC Form 4/A · accession 0001140361-15-027971
Trilogy Metals Inc. · TMQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Igor Levental
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jul 17, 2015 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 19, 2015 | A | 73,314 | — | A | 73,480 | D | |
| Common SharesF2 | Jun 19, 2015 | A | 15,000 | — | A | 88,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Arrangement OptionsF4,F3 | $0.87 | Jun 19, 2015 | A | 90,000 | A | Jun 19, 2015 | Sep 17, 2015 | Common Shares | 90,000 | 90,000 | D |
| Arrangement OptionsF4,F3 | $0.54 | Jun 19, 2015 | A | 135,000 | A | Jun 19, 2015 | Sep 17, 2015 | Common Shares | 135,000 | 135,000 | D |
Explanation of responses
- F1In connection with an arrangement agreement between NovaCopper Inc. (the "Issuer") and Sunward Resources Ltd. ("Sunward"), announced on April 23, 2015, pursuant to which the Issuer acquired Sunward (the "Arrangement") on June 19, 2015 , the Reporting Person received 0.3 shares of the Issuer in exchange for each deferred share unit of Sunward held immediately prior to the effective time of the Arrangement.
- F2In connection with the Arrangement, the Reporting Person received shares of the Issuer as a result of a distribution by an entity over which the Reporting Person did not have voting or dispositive power.
- F3Reflected in Canadian dollars.
- F4In connection with the Arrangement, the Reporting Person received options of the Issuer in exchange for outstanding options of Sunward held prior to the Arrangement entitling the Reporting Person to 0.3 shares of the Issuer for each option of Sunward held immediately prior to the effective time of the Arrangement.