SEC Form 4 · accession 0001537435-17-000077
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Hatsopoulos
Officer — Co-Chief Executive Officer · Director · 10% Owner
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | J | 47,338 | $0.00 | A | 3,299,733 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company.
Remarks
This transaction is exempt from liability under Section 16(b) of the Securities Exchange Act of 1934.