SEC Form 4/A · accession 0001537435-18-000033
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Hatsopoulos
Director · 10% Owner
Period of report
May 23, 2017
Accepted (ET)
Apr 11, 2018 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 23, 2017 | J | 39,412 | $0.00 | A | 3,339,145 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company.
- F2These shares were converted from American DG Energy securities to the Company's securities and deposited into Pat Ltd., a joint account maintained by Mr. Hatsopoulos and his wife.
Remarks
This transaction is exempt from liability under Section 16(b) of the Securities Exchange Act of 1934.