SEC Form 4 · accession 0001535929-26-000164
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Santhosh Keshavan
Officer — See Remarks
Period of report
Aug 21, 2026
Accepted (ET)
Aug 24, 2026 · 4:04 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2026 | S | 17,794 | $98.073 | D | 19,135 | D | |
| Common StockF3 | Aug 21, 2026 | S | 17,793 | $98.074 | D | 1,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 25,595 | 25,595 | D |
| Performance Stock UnitF5 | — | holding | — | — | — | — | — | Common Stock | 61,003 | 61,003 | D |
| Performance-Based Stock OptionsF6 | — | holding | — | — | — | — | — | Common Stock | 35,587 | 35,587 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026.
- F2This transaction was executed in multiple trades at prices ranging from $97.34 to $98.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.
- F3This transaction was executed in multiple trades at prices ranging from $97.35 to $98.82. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.
- F4The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
- F5The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
- F6The options vest based on the conditions set forth in their respective agreements.
Remarks
Executive Vice President, Chief Technology Officer