SEC Form 4/A · accession 0001535929-26-000166
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Santhosh Keshavan
Officer — See Remarks
Period of report
Aug 21, 2026
Accepted (ET)
Aug 28, 2026 · 4:08 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2026 | M | 35,587 | $37.50 | A | 36,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Stock OptionsF2 | — | Aug 21, 2026 | M | 35,587 | D | — | — | Common Stock | 35,587 | 0 | D |
Explanation of responses
- F1The reporting person's original Form 4 filed on August 24, 2026, inadvertently did not contain the exercise of the options. These options executed (and stock sale reported on the Form 4 filed on August 24, 2026), were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company. The 36,929 shares indicated above reflect the final balance of shares following both the option exercise and the sales reflected on the original Form 4.
- F2The options vest based on the conditions set forth in their respective agreements.
Remarks
Executive Vice President, Chief Technology Officer