SEC Form 4 · accession 0001615774-18-014668
Ipsidy Inc. · IDTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky D Solomon
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par value | Dec 17, 2018 | A | 578,778 | $0.0001 | A | 4,288,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.40 | holding | — | — | — | Sep 4, 2015 | Sep 4, 2020 | Common Stock, $0.0001 par value per share | 250,000 | 250,000 | D |
| Stock Options | $0.0001 | holding | — | — | — | May 28, 2015 | May 28, 2020 | Common Stock, $0.0001 par value per share | 3,500,000 | 3,500,000 | D |
| Common Stock Purchase Warrant | $0.055 | holding | — | — | — | May 13, 2015 | May 13, 2020 | Common Stock, $0.0001 par value per share | 2,727,273 | 2,727,273 | D |
Remarks
On December 17, 2018, Mr. Solomon and Ipsidy Inc. entered into a Restricted Stock Agreement pursuant to which Mr. Solomon acquired 578,778 shares of common stock in connection with his service as a director.