SEC Form 4 · accession 0001615774-18-002054
Ipsidy Inc. · IDTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky D Solomon
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par value | Mar 20, 2018 | A | 240,000 | $0.30 | A | 3,709,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.40 | holding | — | — | — | Sep 4, 2015 | Sep 4, 2020 | Common Stock, $0.0001 par value per share | 250,000 | 250,000 | D |
| Stock OptionsF1 | $0.0001 | holding | — | — | — | May 28, 2015 | May 28, 2020 | Common Stock, $0.0001 par value per share | 3,500,000 | 3,500,000 | D |
| Common Stock Purchase Warrant | $0.055 | holding | — | — | — | May 13, 2015 | May 13, 2020 | Common Stock, $0.0001 par value per share | 2,727,273 | 2,727,273 | D |
Explanation of responses
- F1The options will expire five years from the vesting period with 437,500 options vesting on a quarterly basis for a total of 3,500,000 shares.