SEC Form 3 · accession 0001615774-17-001317
Ipsidy Inc. · IDTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Rand
10% Owner
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | holding | — | — | — | 23,219,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.05 | holding | — | — | — | Jul 29, 2015 | Jul 29, 2020 | Common Stock | 572,000 | — | D |
| Common Stock Purchase Warrant | $0.10 | holding | — | — | — | Oct 26, 2015 | Oct 26, 2020 | Common Stock | 333,334 | — | D |
| Common Stock Purchase Warrant | $0.10 | holding | — | — | — | Apr 19, 2016 | Apr 19, 2021 | Common Stock | 10,000,000 | — | D |